Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Brodsky is an investment advisor representative with LPL Financial LLC. Robert has been in the industry since 1990 and has a Series 7, Series 8, Series 63, and Series 65 licenses. Robert has experience working with high net worth individuals, corporations and pension and profit sharing plans. In addition to working at LPL Financial LLC, Robert has also worked at Wells Fargo Clearing Services, LLC, Charles Schwab & Co., Inc., and Citizens Securities, Inc.. Robert is registered in several states including California, Arizona, Idaho, Kansas, Louisiana, Nevada, New York, North Carolina, Oregon, Virginia and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
08/17/2022 - Present
LPL Financial LLC (ARCADIA CA)
CA
03/18/2022 - 08/02/2022
WELLS FARGO CLEARING SERVICES, LLC (LOS ANGELES CA)
CA
11/01/2018 - 11/16/2021
CHARLES SCHWAB & CO., INC. (Los Angeles CA)
CT
07/07/2016 - 04/13/2017
CITIZENS SECURITIES, INC. (WEST HARTFORD CT)
CT
08/15/2008 - 06/19/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW HAVEN CT)
CT
10/10/1990 - 08/22/2008
UBS FINANCIAL SERVICES INC. (HARTFORD CT)
NY
08/10/1989 - 05/22/1990
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NY
02/06/1989 - 08/16/1989
INTEGRATED RESOURCES INVESTMENT CENTERS, INC. (NEW YORK NY)
NA
01/23/1986 - 03/08/1988
PAINEWEBBER INCORPORATED
IA
Issued 01/20/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/04/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/22/1990
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 04/13/2017
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Robert Brodsky is the right advisor for you? Invested Better is here to help.
