Unclaimed
Robert Ryan Shaw is a financial advisor with Paychex Securities Corp., with over 15 years of experience in the industry. He is registered with the Financial Industry Regulatory Authority (FINRA) and holds a Series 6, Series 7, Series 63, and Series 65 license. Shaw has a broad range of experience and specializes in providing financial advice. Shaw also holds the SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
04/14/2016 - Present
Paychex Securities Corp. (West Palm Beach FL)
OH
02/26/2015 - 03/11/2016
OHIO NATIONAL EQUITIES, INC. (CINCINNATI OH)
SC
11/12/2010 - 01/12/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLESTON SC)
SC
05/05/2008 - 09/07/2010
PRUCO SECURITIES, LLC. (MT. PLEASANT SC)
IA
Issued 06/17/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/09/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/11/2010
Series 7 - General Securities Representative Examination
BC
Issued 05/03/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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