Unclaimed
Robert Ryan Apuzzo is a financial advisor who has been in the industry since November 27, 2016. Robert is currently registered with Nylife Securities LLC and is licensed in California, District of Columbia, Florida and Nevada. Robert holds Series 6, Series 63 and SIE licenses. Prior to joining Nylife Securities LLC, Robert was registered with AXA Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
10/09/2017 - Present
Nylife Securities LLC (LOS ANGELES CA)
CA
11/17/2016 - 09/27/2017
AXA ADVISORS, LLC (LOS ANGELES CA)
BC
Issued 12/22/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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