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Robert Russell Brouthers

Charles Schwab & CO., Inc.

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About Robert Russell Brouthers

Robert Russell Brouthers is a financial advisor registered with Charles Schwab & Co., Inc., based in Centerville, MA. Robert has been in the financial industry since July 27, 2001. Robert holds a Series 7, Series 24, Series 63 and Series 65 licenses and is registered in 23 states and 2 FINRA districts. Robert has previously been associated with CCO Investment Services Corp., BANC of America Investment Services, Inc., John Hancock Funds, LLC, and A. G. Edwards & Sons, Inc. Robert is also an owner of Canto Brouthers LLC, a real estate business.

Firm Information

Robert Brouthers is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Robert Brouthers’s Registration & Firm History

MA

01/02/2019 - Present

Charles Schwab & CO., Inc. (Centerville MA)

MA

12/23/2009 - 03/24/2014

CCO INVESTMENT SERVICES CORP. (EAST FALMOUTH MA)

MA

06/08/2006 - 01/29/2009

BANC OF AMERICA INVESTMENT SERVICES, INC. (YARMOUTH PORT MA)

MA

09/14/2005 - 05/24/2006

CCO INVESTMENT SERVICES CORP. (HYANNIS MA)

MA

08/14/2001 - 09/09/2005

JOHN HANCOCK FUNDS, LLC (BOSTON MA)

MO

05/19/2000 - 05/25/2001

A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)

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Licenses & Designations

IA

Issued 01/21/2003

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/26/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/20/2005

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/18/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Robert Russell Brouthers.
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