Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Rudolf Habl is a financial advisor with over 20 years of experience in the financial industry. Robert Habl is currently registered with Calamos Financial Services LLC and is licensed to provide financial advice in several states. Robert Habl has held previous positions with Transamerica Capital, Inc., Northern Lights Distributors, LLC, Mesirow Financial, Inc., John Hancock Funds, LLC, Evergreen Investment Services, Inc., FAM Distributors, Inc., PIMCO Funds Distributors LLC and Dean Witter Reynolds Inc. Robert Habl is a holder of multiple securities licenses including Series 7, Series 31, Series 63, Series 65, and Series 66 and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
02/26/2015 - Present
Calamos Financial Services LLC (Chicago IL)
CO
05/09/2012 - 02/09/2015
TRANSAMERICA CAPITAL, INC. (DENVER CO)
NE
03/01/2012 - 05/04/2012
NORTHERN LIGHTS DISTRIBUTORS, LLC (ELKHORN NE)
GA
04/01/2010 - 05/10/2011
MESIROW FINANCIAL, INC. (ATLANTA GA)
MA
02/10/2009 - 04/13/2010
JOHN HANCOCK FUNDS, LLC (BOSTON MA)
NC
10/06/2003 - 02/03/2009
EVERGREEN INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NY
08/25/1999 - 06/18/2003
FAM DISTRIBUTORS, INC. (NEW YORK NY)
NY
03/17/1998 - 08/20/1999
PIMCO FUNDS DISTRIBUTORS LLC (NEW YORK NY)
NY
02/23/1996 - 11/13/1996
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 06/05/2009
Series 66 - Uniform Combined State Law Examination
IA
Issued 03/28/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/28/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 02/22/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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