Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Rotstan has been in the financial services industry since 1976 and is currently a registered representative of Wells Fargo Advisors Financial Network, LLC. Robert has experience working with clients in various capacities, including as an investment advisor and a broker-dealer. Robert has a strong understanding of the investment market and is committed to providing clients with personalized advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
02/24/2016 - Present
Wells Fargo Advisors Financial Network, LLC (Coto de Caza CA)
CA
01/02/2009 - 09/05/2014
UBS FINANCIAL SERVICES INC. (NEWPORT BEACH CA)
CA
08/15/1985 - 01/06/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEWPORT BEACH CA)
NA
06/01/1983 - 08/16/1985
PAINEWEBBER INCORPORATED
NA
05/17/1977 - 06/08/1983
E. F. HUTTON & COMPANY INC
NA
12/10/1976 - 04/24/1977
BLYTH EASTMAN DILLON & CO. INCORPORATED
NA
07/22/1976 - 01/31/1977
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
IA
Issued 12/09/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/20/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/26/1993
PC - AMEX Put and Call Exam
BC
Issued 03/08/1985
Series 3 - National Commodity Futures Examination
BC
Issued 07/17/1976
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Robert Rotstan is the right advisor for you? Invested Better is here to help.
