Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Rosenbaum is a financial professional with over 20 years of experience in the industry. Robert is currently registered with Nylife Securities LLC and holds the Series 6, 7, 24 and SIE licenses. Robert has been associated with the firm since 2002. Robert's experience includes working with individual investors to develop personalized financial plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/19/2017 - Present
Nylife Securities LLC (NEW YORK NY)
NY
06/06/2002 - 04/14/2016
NYLIFE SECURITIES LLC (NEW YORK NY)
BC
Issued 05/22/2018
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/2003
Series 7 - General Securities Representative Examination
BC
Issued 06/05/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Robert Rosenbaum is the right advisor for you? Invested Better is here to help.
