Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Roger Pik is an active investment advisor representative with Fidelity Personal and Workplace Advisors. Robert has been in the industry since 1991 and is registered to provide investment advice in 29 states and the District of Columbia. Robert is also a Certified Financial Planner. Robert has a diverse background in financial services, having worked for several prominent firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Sound Securities, LLC, Auerbach Grayson & Company Incorporated, Axes, LLC, Putnam Lovell Securities Inc., Robertson Stephens, Inc., BancAmerica Robertson Stephens, and PaineWebber Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CT
12/16/2019 - Present
Fidelity Personal AND Workplace Advisors (STAMFORD CT)
CT
07/06/2011 - 01/06/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DARIEN CT)
NY
10/01/2009 - 06/14/2010
SOUND SECURITIES, LLC (JERICHO NY)
NY
09/05/2003 - 07/10/2009
AUERBACH GRAYSON & COMPANY INCORPORATED (NEW YORK NY)
NY
07/21/2005 - 03/03/2009
AXES, LLC (NEW YORK NY)
NY
04/26/2001 - 08/01/2002
PUTNAM LOVELL SECURITIES INC. (NEW YORK NY)
CA
09/01/1998 - 02/27/2001
ROBERTSON STEPHENS, INC. (SAN FRANCISCO CA)
CA
04/07/1998 - 09/01/1998
BANCAMERICA ROBERTSON STEPHENS (SAN FRANCISCO CA)
NJ
01/24/1989 - 01/09/1998
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 07/27/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/23/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/10/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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