Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Robles is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., with over 18 years of experience in the industry. Robert is registered in 53 states and holds a Series 66, 10, 9, 31, SIE and 7. Robert is a general partner and managing member of Kirby Operating and Holdings LLC, which is an operating LLC for his wife's exercise fitness business. Robert has worked with a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. Robert provides portfolio management services, research reports, and IPS.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
06/18/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (DALLAS TX)
BOTH
Issued 09/10/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/19/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/27/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/30/2021
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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