Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Ridling Pierce is a financial professional based in Houston, Texas. Robert has over 20 years of experience in the financial services industry, specializing in investment banking. Robert is currently registered with TD Securities (usa) LLC and previously held positions with UBS Securities LLC, Barclays Capital Inc., and Lehman Brothers Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
09/26/2018 - Present
TD Securities (usa) LLC (HOUSTON TX)
TX
12/01/2011 - 08/24/2018
UBS SECURITIES LLC (HOUSTON TX)
TX
09/22/2008 - 09/13/2011
BARCLAYS CAPITAL INC. (HOUSTON TX)
TX
08/12/2002 - 09/22/2008
LEHMAN BROTHERS INC. (HOUSTON TX)
BC
Issued 08/03/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/19/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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