Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Richmond Baldwin has been in the financial services industry since 1997. Robert is currently registered with The Leaders Group, Inc. and is licensed in California, Colorado, Illinois, and Oregon. Robert holds Series 6, 26, and 63 securities licenses as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
01/04/2016 - Present
THE Leaders Group, Inc. (LITTLETON CO)
CO
03/03/2015 - 12/31/2015
THE LEADERS GROUP, INC. (LITTLETON CO)
CA
10/31/2011 - 10/14/2014
NFP SECURITIES, INC. (Glendale CA)
CA
10/11/2010 - 04/18/2011
MMC SECURITIES CORP. (WOODLAND HILLS CA)
CA
11/26/1996 - 11/01/2010
INTERLINK SECURITIES CORP. (WOODLAND HILLS CA)
BC
Issued 10/16/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/20/2007
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Robert Baldwin is the right advisor for you? Invested Better is here to help.
