Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Walsh is a financial professional with over 40 years of experience in the industry. Robert has been registered with Oppenheimer & Co. Inc. since 2005. Robert has experience with a wide range of financial products and services, including portfolio management, financial planning, and investment advisory services. Robert has held previous positions with CIBC World Markets Corp., Oppenheimer & Co., Inc., Rauscher Pierce Refsnes, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Robert is registered to provide investment advice in 22 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
TX
10/24/2005 - Present
Oppenheimer & Co. Inc. (HOUSTON TX)
NY
09/25/1989 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NA
03/20/1990 - 04/18/1995
OPPENHEIMER & CO., INC.
TX
10/29/1986 - 09/27/1989
RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)
NA
01/19/1981 - 06/25/1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 10/21/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/02/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/1981
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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