Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Richard Munoz is a financial advisor with over 19 years of experience in the financial services industry. Robert has a strong background in providing financial planning and investment management services to individuals, families, and businesses. Robert is currently registered with Ameriprise Financial Services, LLC and has been with the firm since 2020. Prior to that, Robert worked for several other prominent firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Next Financial Group, Inc., and Morgan Stanley Smith Barney. Robert is a Certified Financial Planner® and holds the Series 6, 7, 63, 65, and 66 securities licenses. He is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AZ
11/25/2020 - Present
Ameriprise Financial Services, LLC (Chandler AZ)
AZ
10/24/2011 - 11/30/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GILBERT AZ)
AZ
03/08/2011 - 10/27/2011
NEXT FINANCIAL GROUP, INC. (SCOTTSDALE AZ)
AZ
02/25/2011 - 03/08/2011
PRUCO SECURITIES, LLC. (PHOENIX AZ)
AZ
06/01/2009 - 05/27/2010
MORGAN STANLEY SMITH BARNEY (PHOENIX AZ)
AZ
09/10/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (PHOENIX AZ)
AZ
03/15/2007 - 11/15/2007
USAA FINANCIAL ADVISORS, INC. (PHOENIX AZ)
AZ
01/04/2006 - 03/01/2007
AXA ADVISORS, LLC (SCOTTSDALE AZ)
NY
05/13/2005 - 01/24/2006
NYLIFE SECURITIES INC. (NEW YORK NY)
NY
12/04/2002 - 04/15/2005
MONY SECURITIES CORPORATION (NEW YORK NY)
IA
Issued 03/22/2007
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 02/16/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/26/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/14/2004
Series 7 - General Securities Representative Examination
BC
Issued 12/03/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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