Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Moseley is a financial advisor with Raymond James & Associates, Inc. Robert has been in the financial industry since 2007. Robert has been registered with Raymond James & Associates, Inc. since 2022. Prior to that Robert was registered with Edward Jones and UBS Financial Services Inc. Robert holds the Series 66, 24, 9, 10, SIE, and 7 licenses. Robert is registered with the state of Texas. Robert's areas of specialization include financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
01/10/2022 - Present
Raymond James & Associates, Inc. (Dallas TX)
MO
02/27/2014 - 11/16/2021
EDWARD JONES (ST. LOUIS MO)
TX
09/10/2007 - 02/12/2014
UBS FINANCIAL SERVICES INC. (ADDISON TX)
BOTH
Issued 09/24/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/08/2020
Series 24 - General Securities Principal Examination
BC
Issued 06/18/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/10/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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