Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Richard Gonzales is a financial advisor with over 40 years of experience in the industry. Robert is currently registered with Raymond James & Associates, Inc. and is licensed in 22 states. Previously, Robert was employed with Wells Fargo Clearing Services, LLC, A. G. Edwards & Sons, Inc., Prudential Securities Incorporated, Drexel Burnham Lambert Incorporated, and Merrill Lynch, Pierce, Fenner & Smith, Inc. Robert is a Series 63, Series 65, Series 7, Series 8, Series 9, Series 10, Series 15, and SIE licensed professional. Robert specializes in providing financial advice to individuals, corporations, businesses, insurance companies, charitable organizations, pension and profit sharing plans, state or municipal government entities, and banking or thrift institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
08/02/2018 - Present
Raymond James & Associates, Inc. (San Diego CA)
CA
01/01/2008 - 08/07/2018
WELLS FARGO CLEARING SERVICES, LLC (SAN DIEGO CA)
CA
07/13/1996 - 01/03/2008
A. G. EDWARDS & SONS, INC. (SAN DIEGO CA)
NY
08/27/1984 - 07/10/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
07/06/1982 - 08/31/1984
DREXEL BURNHAM LAMBERT INCORPORATED
NA
09/26/1978 - 07/26/1982
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
03/01/1977 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
IA
Issued 03/22/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/21/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/05/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/1983
Series 15 - Foreign Currency Options Examination
BC
Issued 07/27/1983
Series 5 - Interest Rate Options Examination
BC
Issued 09/08/1977
PC - AMEX Put and Call Exam
BC
Issued 02/19/1977
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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