Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Richard Esposito is an active Investment Advisor Representative in Manchester Center, Vermont. Robert has worked in the securities industry for 17 years. Robert is currently registered with Osaic Wealth, Inc.. Previous employers include SECURITIES AMERICA, INC., SECURITIES SERVICE NETWORK, LLC, AXA ADVISORS, LLC, and J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.. Robert has passed the Uniform Combined State Law Examination (Series 66), Investment Company Products/Variable Contracts Representative Examination (Series 6TO), Securities Industry Essentials Examination (SIE), and General Securities Representative Examination (Series 7). Robert specializes in providing financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
VT
06/14/2024 - Present
Osaic Wealth, Inc. (Manchester Center VT)
VT
09/18/2020 - 06/14/2024
SECURITIES AMERICA, INC. (Manchester Center VT)
VT
11/11/2008 - 09/18/2020
SECURITIES SERVICE NETWORK, LLC (Manchester Center VT)
NY
11/16/2007 - 11/18/2008
AXA ADVISORS, LLC (NEW YORK NY)
NY
08/02/2002 - 03/18/2003
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (NEW YORK NY)
BOTH
Issued 01/11/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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