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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Nottingham is a registered investment advisor with Wells Fargo Clearing Services, LLC and has over 30 years of experience in the industry. He is registered in multiple states and offers a variety of services including financial planning, portfolio management for individuals and businesses, and investment consulting services to institutional clients. Robert began his career in the financial services industry in 1989, and has worked for several firms throughout his career, including Citigroup Global Markets Inc., Legg Mason Wood Walker, Incorporated, and Wheat, First Securities, Inc. He holds the Series 63, 65, and 7 licenses. He is a member of FINRA, the Securities Industry Essentials Examination (SIE) and is also registered in the state of Texas as an Investment Advisor Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
VA
04/17/2008 - Present
Wells Fargo Clearing Services, LLC (NORFOLK VA)
VA
02/21/2006 - 04/29/2008
CITIGROUP GLOBAL MARKETS INC. (VIRGINIA BEACH VA)
MD
08/26/1994 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NC
12/19/1989 - 09/08/1994
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
IA
Issued 01/04/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/29/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/1989
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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