Unclaimed
Robert Paglione is a financial advisor with Cowen and Co., with over 20 years of experience in the industry. He is a registered representative in multiple states, including Massachusetts, New York, and Pennsylvania. Robert previously held positions at Goldman, Sachs & Co. and Credit Suisse Securities. He has a strong track record of success in providing investment advice and wealth management services to a wide range of clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
05/11/2016 - Present
Cowen AND Co. (BOSTON MA)
NY
05/10/2007 - 06/03/2016
GOLDMAN, SACHS & CO. (NEW YORK NY)
MA
06/05/1996 - 05/04/2007
CREDIT SUISSE SECURITIES (USA) LLC (BOSTON MA)
NY
09/28/1995 - 07/24/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 09/14/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/30/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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