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Robert Raynor Paglione

Cowen AND Co.

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About Robert Raynor Paglione

Robert Paglione is a financial advisor with Cowen and Co., with over 20 years of experience in the industry. He is a registered representative in multiple states, including Massachusetts, New York, and Pennsylvania. Robert previously held positions at Goldman, Sachs & Co. and Credit Suisse Securities. He has a strong track record of success in providing investment advice and wealth management services to a wide range of clients.

Firm Information

Robert Paglione is currently registered with Cowen AND Co.. Cowen AND Co. is a Limited Liability Company that was formed on January 15, 2004. The firm is registered in 53 states and the SEC and offers advisory services. Cowen AND Co. has been involved in 46 regulatory events and 8 arbitration cases.

Not reported

Assets Under Management

Not reported

Total Clients

142

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Paglione’s Registration & Firm History

MA

05/11/2016 - Present

Cowen AND Co. (BOSTON MA)

NY

05/10/2007 - 06/03/2016

GOLDMAN, SACHS & CO. (NEW YORK NY)

MA

06/05/1996 - 05/04/2007

CREDIT SUISSE SECURITIES (USA) LLC (BOSTON MA)

NY

09/28/1995 - 07/24/1996

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/14/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/30/2016

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/08/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Robert Raynor Paglione.
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