Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Rule is an Investment Advisor Representative with LPL Financial LLC, a firm headquartered in Fort Mill, South Carolina. Robert has been in the financial services industry since 1988. Robert has been registered with LPL Financial LLC since 2015. Before joining LPL Financial LLC, Robert was employed by WELLS FARGO ADVISORS, LLC. Robert is licensed to conduct business in Arizona, California, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
01/17/2018 - Present
LPL Financial LLC (SAN MATEO CA)
CA
02/01/2007 - 07/22/2015
WELLS FARGO ADVISORS, LLC (SAN MATEO CA)
CA
01/16/1998 - 02/01/2007
ATLAS SECURITIES, LLC (SAN MATEO CA)
NJ
02/26/1988 - 01/30/1998
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 10/31/2012
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/28/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/2006
Series 7 - General Securities Representative Examination
BC
Issued 02/25/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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