Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Raymond Jones has been in the securities industry since April 7, 1992. Robert is currently registered with Raymond James Financial Services Advisors, Inc. and is licensed to sell securities in 21 states. Robert has also been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and Smith Barney, Harris Upham & Co., Incorporated. In addition to being a registered representative, Robert also holds Series 10 and Series 9 principal licenses. Robert holds the SIE, Series 7, Series 31 and Series 63 licenses. Robert has a diverse background, having worked in various industries, including finance, business, and non-profit. Robert is committed to providing clients with personalized financial advice and strategies to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
WV
01/02/2009 - Present
Raymond James Financial Services Advisors, Inc. (Charleston WV)
NY
09/10/1993 - 07/30/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
07/21/1983 - 12/21/1984
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
BC
Issued 10/08/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/28/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/15/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/1995
Series 31 - Futures Managed Funds Examination
BC
Issued 09/09/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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