Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Raymond Boraczek is an active broker-dealer representative with J.P. Morgan Securities LLC. Robert has been working in the securities industry since 1996, and has extensive experience working with a wide range of clients including high net worth individuals, corporations and charitable organizations. Before working at J.P. Morgan Securities LLC, Robert worked at various other firms including Goldman, Sachs & Co., Deutsche Bank Securities Inc., Lehman Brothers Inc., and Barclays Capital Inc. Robert's expertise includes portfolio management and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
11/04/2008 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
01/16/2009 - 10/01/2016
J.P. MORGAN CLEARING CORP. (NEW YORK NY)
NY
09/22/2008 - 11/05/2008
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
08/21/2003 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
06/25/1999 - 06/17/2003
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
06/07/1999 - 07/02/1999
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
MD
05/29/1998 - 06/07/1999
BT ALEX. BROWN INCORPORATED (BALTIMORE MD)
NY
04/08/1996 - 03/03/1998
SMITH BARNEY INC. (NEW YORK NY)
BC
Issued 06/26/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/09/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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