Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Ray Ow is an investment advisor representative with Cetera Investment Advisers LLC. Robert Ow has been in the industry since September 5, 1984 and has been registered with the state of California since January 1, 2025. Previously, Robert Ow worked for SAGEPOINT FINANCIAL, INC. from October 17, 2022 to January 31, 2023, LPL FINANCIAL LLC from April 2, 1997 to October 26, 2022, SUNAMERICA SECURITIES, INC. from November 25, 1994 to April 7, 1997, AMERICAN EXPRESS FINANCIAL ADVISORS INC. from October 9, 1992 to November 30, 1994, IDS LIFE INSURANCE COMPANY from October 9, 1992 to November 30, 1994, MONY SECURITIES CORP. from April 24, 1989 to November 5, 1992, THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK from April 24, 1989 to October 15, 1990, and NYLIFE SECURITIES INC. from August 16, 1984 to May 15, 1989. Robert Ow is also a licensed insurance agent and participates in rodeo competitions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
01/01/2025 - Present
Cetera Investment Advisers LLC (FERNDALE CA)
CA
10/17/2022 - 01/31/2023
SAGEPOINT FINANCIAL, INC. (FERNDALE CA)
CA
04/02/1997 - 10/26/2022
LPL FINANCIAL LLC (FERNDALE CA)
AZ
11/25/1994 - 04/07/1997
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
MN
10/09/1992 - 11/30/1994
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
10/09/1992 - 11/30/1994
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NY
04/24/1989 - 11/05/1992
MONY SECURITIES CORP. (NEW YORK NY)
NY
04/24/1989 - 10/15/1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK (NEW YORK NY)
NY
08/16/1984 - 05/15/1989
NYLIFE SECURITIES INC. (NEW YORK NY)
BC
Issued 06/30/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/30/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/07/1997
Series 7 - General Securities Representative Examination
BC
Issued 06/12/1986
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 08/13/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Robert Ow is the right advisor for you? Invested Better is here to help.
