Unclaimed
Robert Ray Hutchinson is a financial advisor with over 20 years of experience in the industry. Robert currently works for UBS Financial Services Inc., but has previous experience at firms such as Citigroup Global Markets Inc. and AXA Advisors, LLC. Robert holds a Series 66 license and Series 7, Series 31, and SIE licenses. He has been registered to provide investment advice in Pennsylvania and Texas since 2008. Robert's areas of specialization include investment advisory services, financial planning, pension consulting, and portfolio management for individuals and businesses. He is registered to provide investment advice in 33 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
PA
03/17/2008 - Present
UBS Financial Services Inc. (PHILADELPHIA PA)
NY
06/14/2001 - 04/11/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
07/07/2000 - 01/09/2001
AXA ADVISORS, LLC (NEW YORK NY)
BOTH
Issued 08/11/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 07/06/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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