Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Gomez is a financial professional with over 19 years of experience in the financial services industry. Robert has been registered with Wells Fargo Clearing Services, LLC since April 2022. Robert has also previously worked with UBS Financial Services Inc., Raymond James & Associates, Inc., Citigroup Global Markets Inc., Cambridge Investment Research, Inc., and World Group Securities, Inc. Robert's expertise includes financial planning, portfolio management for individuals and businesses, and investment consulting services to institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
04/06/2022 - Present
Wells Fargo Clearing Services, LLC (ROLLING HILLS ESTATES CA)
CA
01/27/2011 - 04/15/2022
UBS FINANCIAL SERVICES INC. (SEAL BEACH CA)
CA
10/10/2008 - 02/04/2011
RAYMOND JAMES & ASSOCIATES, INC. (ROLLING HILLS ESTATES CA)
CA
04/21/2006 - 10/23/2008
CITIGROUP GLOBAL MARKETS INC. (ROLLING HILLS CA)
CA
09/09/2004 - 05/19/2006
CAMBRIDGE INVESTMENT RESEARCH, INC. (NEWPORT BEACH CA)
GA
10/07/2003 - 08/09/2004
WORLD GROUP SECURITIES, INC. (DULUTH GA)
IA
Issued 12/20/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/10/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/2006
Series 7 - General Securities Representative Examination
BC
Issued 10/06/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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