Unclaimed
Robert Rawlings Smith is a financial advisor in Atlanta, Georgia. Robert has been in the financial industry since June 6, 1999, and is currently registered with Invesco Distributors, Inc. Robert has worked at several firms including AT Investor Services, Inc., AMVESCAP SERVICES, INC., EQUICO SECURITIES, INC., and THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES. Robert is licensed to sell securities in Georgia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
GA
12/07/2007 - Present
Invesco Distributors, Inc. (ATLANTA GA)
GA
07/15/2005 - 12/07/2007
AT INVESTOR SERVICES, INC. (ATLANTA GA)
GA
07/28/2000 - 07/15/2005
AMVESCAP SERVICES, INC. (ATLANTA GA)
NY
09/26/1994 - 11/16/1995
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
09/26/1994 - 11/16/1995
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BC
Issued 10/13/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/2000
Series 7 - General Securities Representative Examination
BC
Issued 09/24/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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