Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Randolph Lott is a financial advisor with over 40 years of experience in the industry. Robert is currently registered with Cambridge Investment Research Advisors, Inc. and has a strong background in providing financial advice to individuals, families, and businesses. Robert has experience in a variety of areas, including investment management, financial planning, and retirement planning. Robert is committed to providing his clients with personalized financial advice and guidance that is tailored to their individual needs and goals. Robert has worked with various firms over his career, including LPL FINANCIAL LLC, INVEST FINANCIAL CORPORATION, NFP SECURITIES, INC., AXA ADVISORS, LLC, and THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES. Robert's experience and commitment to excellence make him a valuable resource for clients seeking financial guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
AL
05/27/2020 - Present
Cambridge Investment Research Advisors, Inc. (Birmingham AL)
AL
02/14/2018 - 06/03/2020
LPL FINANCIAL LLC (BIRMINGHAM AL)
AL
09/17/2010 - 02/14/2018
INVEST FINANCIAL CORPORATION (BIRMINGHAM AL)
AL
05/27/2010 - 09/13/2010
NFP SECURITIES, INC. (BIRMINGHAM AL)
AL
10/20/1980 - 06/03/2010
AXA ADVISORS, LLC (BIRMINGHAM AL)
NY
08/01/1980 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 03/26/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/28/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/25/1999
Series 7 - General Securities Representative Examination
BC
Issued 07/22/1980
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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