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Robert Randall Wells

Morgan Stanley

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About Robert Randall Wells

Robert Wells is a financial advisor with over 20 years of experience in the industry. Robert is a CERTIFIED FINANCIAL PLANNER™ professional and currently works for Morgan Stanley. Robert has previously worked for Evergreen Investment Services, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, NationsSecurities, NationsBanc Securities, Inc., J.C. Bradford & Co., and Dean Witter Reynolds Inc.. Robert offers financial planning, portfolio management for individuals, businesses, and investment companies, asset allocation advice, pension consulting, and educational seminars. Robert holds Series 7, 7TO, 63, 65, and 66 licenses.

Firm Information

Robert Wells is currently registered with Morgan Stanley. Morgan Stanley is a Limited Liability Company based in PURCHASE, NY, formed in 2009. They offer a wide range of advisory services, including financial planning, pension consulting, educational seminars, and selection of other advisors. Their client base includes individuals, high-net-worth individuals, investment clubs, corporations, insurance companies, investment companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Morgan Stanley manages approximately $10 billion to $50 billion in assets. Their website addresses are HTTP://WWW.MORGANSTANLEYCLIENTSERV.COM and HTTP://WWW.MORGANSTANLEY.COM.
Morgan Stanley

2000 WESTCHESTER AVENUE

PURCHASE, NY 10577-2530

$1.40T

Assets Under Management

335,385

Total Clients

23,624

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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asset allocation advice

Asset allocation advice

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

See schedule d miscellaneous

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Robert Wells’s Registration & Firm History

NC

05/14/2022 - Present

Morgan Stanley (Charlotte NC)

NC

04/27/2005 - 01/03/2006

EVERGREEN INVESTMENT SERVICES, INC. (CHARLOTTE NC)

NY

06/11/2003 - 05/17/2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NA

06/07/1993 - 11/01/1996

NATIONSSECURITIES

MA

08/04/1992 - 06/07/1993

NATIONSBANC SECURITIES, INC. (BOSTON MA)

NY

02/09/1989 - 09/20/1989

J.C. BRADFORD & CO. (NEW YORK NY)

NY

09/25/1985 - 02/02/1988

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

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Licenses & Designations

BOTH

Issued 04/27/2022

Series 66 - Uniform Combined State Law Examination

IA

Issued 10/03/1995

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/18/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/07/2022

Series 7TO - General Securities Representative Examination

BC

Issued 04/19/2021

SIE - Securities Industry Essentials Examination

BC

Issued 06/10/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Robert Randall Wells.
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