Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Mandolesi is a financial advisor registered with Principal Securities, Inc. Robert has been in the financial services industry since 1996. Robert has worked with a variety of clients, including high-net-worth individuals, corporations, and pension plans. Robert is registered to provide investment advice in Alaska, Arizona, California, Colorado, Idaho, Kentucky, Missouri, Nevada, Oregon, South Carolina, Texas, Utah, Virginia, and Washington. Robert is a registered representative of Principal Securities, Inc. and is also a registered investment advisor in California and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
CA
03/08/2021 - Present
Principal Securities, Inc. (BAKERSFIELD CA)
NY
06/27/1996 - 09/26/1998
NYLIFE SECURITIES INC. (NEW YORK NY)
IA
Issued 12/20/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/03/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/22/2004
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 12/14/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/1999
Series 7 - General Securities Representative Examination
BC
Issued 06/26/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Robert Mandolesi is the right advisor for you? Invested Better is here to help.
