Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Moore has been in the financial industry since February 2008. Currently, Robert is registered with Interactive Brokers Corp., in West Palm Beach, Florida. Robert previously held positions at ARVEST WEALTH MANAGEMENT, TCFG WEALTH MANAGEMENT, LLC, INTERACTIVE BROKERS LLC, BA INVESTMENT SERVICES, INC., CONTINENTAL BROKERAGE SERVICES INC. and SMITH BARNEY INC.. Robert holds the Series 3, Series 63, Series 65, Series 66, Series 7, and SIE licenses. Robert is registered to conduct business in 53 states including Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
10/12/2018 - Present
Interactive Brokers Corp. (West Palm Beach FL)
AR
10/24/2016 - 04/02/2018
ARVEST WEALTH MANAGEMENT (FT SMITH AR)
NY
05/10/2013 - 01/05/2015
TCFG WEALTH MANAGEMENT, LLC (NEW YORK NY)
IL
09/28/2005 - 07/18/2008
INTERACTIVE BROKERS LLC (CHICAGO IL)
CA
11/20/1996 - 03/02/1998
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
NA
10/03/1996 - 11/20/1996
CONTINENTAL BROKERAGE SERVICES INC.
NY
10/04/1994 - 10/04/1996
SMITH BARNEY INC. (NEW YORK NY)
BOTH
Issued 11/28/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/24/2013
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/04/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/28/2021
Series 3 - National Commodity Futures Examination
BC
Issued 04/02/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/09/2013
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
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