Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Falaguerra is a financial advisor with Arete Wealth Management, LLC. Robert has been in the financial industry since 1997 and holds licenses for securities and investments. Robert is registered with FINRA and in 51 states. Robert has a strong background in the financial services industry, with experience at BlackRock Investments, LLC, Columbia Management Investment Distributors, Inc., Fidelity Brokerage Services LLC, Fidelity Investments Institutional Services Company, Inc., National Financial Services Corporation, and New England Securities. Robert is committed to providing his clients with the highest quality financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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IL
04/19/2023 - Present
Arete Wealth Management, LLC (CHICAGO IL)
NY
06/28/2011 - 06/09/2022
BLACKROCK INVESTMENTS, LLC (NEW YORK NY)
IL
05/01/2010 - 12/03/2010
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. (CHICAGO IL)
IL
10/18/2004 - 05/01/2010
COLUMBIA MANAGEMENT DISTRIBUTORS, INC. (CHICAGO IL)
RI
04/21/1998 - 10/18/2004
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
RI
06/04/1997 - 04/21/1998
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
MA
01/14/1997 - 06/04/1997
NATIONAL FINANCIAL SERVICES CORPORATION (BOSTON MA)
RI
05/22/1996 - 12/31/1996
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
NY
08/27/1993 - 10/26/1993
NEW ENGLAND SECURITIES (NEW YORK NY)
IA
Issued 04/13/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/23/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/1996
Series 7 - General Securities Representative Examination
BC
Issued 08/26/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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