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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Fomon is a financial advisor currently registered with Morgan Stanley. Robert has over 20 years of experience in the financial services industry. Robert is a licensed securities agent in multiple states and is a Registered Investment Advisor in several states including California, New Jersey, New York, and Texas. Robert has passed the Series 3, 7, 63, 65, and 66 exams. Robert is a Series 79TO holder. Robert is currently registered with Morgan Stanley and has previously held positions with Bear, Stearns & Co. Inc. and E. F. Hutton & Company Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
06/01/2009 - Present
Morgan Stanley (New York NY)
NY
09/11/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
02/21/2005 - 09/19/2007
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NA
12/18/1984 - 05/13/1987
E. F. HUTTON & COMPANY INC
BOTH
Issued 02/25/2005
Series 66 - Uniform Combined State Law Examination
IA
Issued 02/10/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/27/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/2005
Series 3 - National Commodity Futures Examination
BC
Issued 02/18/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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