Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Frisch is a financial professional with over 14 years of experience in the industry. He is currently registered with GT Securities, Inc. in California. Robert has held a Series 7 license since 2008 and has passed several other exams, including the Series 63, Series 79TO, Series 99TO and SIE exams. He is also registered in Colorado and Georgia. Before his current position, Robert was employed by The Riderwood Group Incorporated. Robert holds a strong background in investment banking and operations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
04/15/2010 - Present
GT Securities, Inc. (LOS ANGELES CA)
MD
10/24/2008 - 11/24/2008
THE RIDERWOOD GROUP INCORPORATED (TOWSON MD)
BC
Issued 05/25/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/23/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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