Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Pratt Wheeler is a financial advisor with Janney Montgomery Scott LLC. Robert has over 20 years of experience in the financial services industry. Robert has a broad range of experience and is well-versed in various financial products. Robert holds Series 7, 6, and 63 licenses and a SIE certification. Robert has been registered with the Financial Industry Regulatory Authority (FINRA) since 1997 and is currently registered in Delaware and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
DE
07/23/2019 - Present
Janney Montgomery Scott LLC (Greenville DE)
MA
06/30/2008 - 01/30/2018
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
CT
03/07/2007 - 06/18/2008
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
NY
04/01/2006 - 02/22/2007
METLIFE INVESTORS DISTRIBUTION COMPANY (NEW YORK CITY NY)
CA
01/20/2004 - 04/01/2006
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
NY
01/28/1997 - 04/29/2002
NEW ENGLAND SECURITIES (NEW YORK NY)
BC
Issued 01/27/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/01/2024
Series 7TO - General Securities Representative Examination
BC
Issued 01/30/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/22/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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