Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert L. Poole is a financial advisor with J.P. MORGAN SECURITIES LLC. Robert has been in the financial services industry since October 9, 2000. Robert has experience working with individuals, high-net-worth individuals, corporations, pension and profit-sharing plans, and charitable organizations. Prior to joining J.P. MORGAN SECURITIES LLC, Robert worked at The Huntington Investment Company, MML INVESTORS SERVICES, LLC, MSI FINANCIAL SERVICES, INC., NEW ENGLAND SECURITIES, MORGAN STANLEY SMITH BARNEY, MORGAN STANLEY & CO. INCORPORATED, MORGAN STANLEY DW INC., and MORGAN STANLEY DEAN WITTER ONLINE INC. Robert is registered to sell securities in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
OH
11/01/2022 - Present
J.p. Morgan Securities LLC (Columbus OH)
IN
06/28/2017 - 09/29/2022
THE HUNTINGTON INVESTMENT COMPANY (Indianapolis IN)
IN
03/25/2017 - 06/02/2017
MML INVESTORS SERVICES, LLC (INDIANAPOLIS IN)
IN
10/15/2013 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (INDIANAPOLIS IN)
IN
02/21/2013 - 01/02/2015
NEW ENGLAND SECURITIES (INDIANAPOLIS IN)
IN
06/01/2009 - 06/22/2012
MORGAN STANLEY SMITH BARNEY (INDIANAPOLIS IN)
UT
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SOUTH JORDAN UT)
UT
11/01/2000 - 04/02/2007
MORGAN STANLEY DW INC. (WEST VALLEY CITY UT)
CA
12/15/1999 - 11/01/2000
MORGAN STANLEY DEAN WITTER ONLINE INC. (SAN FRANCISCO CA)
BOTH
Issued 7/13/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/18/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 6/8/2020
Series 4 - Registered Options Principal Examination
BC
Issued 2/3/2017
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/2/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 9/24/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 8/5/2000
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 1/2/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/1999
Series 7 - General Securities Representative Examination
Active
Inactive
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BOX Exchange LLC
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Cboe BYX Exchange, Inc.
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Cboe BZX Exchange, Inc.
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Cboe C2 Exchange, Inc.
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Cboe EDGA Exchange, Inc.
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Cboe EDGX Exchange, Inc.
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Cboe Exchange, Inc.
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FINRA
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Investors' Exchange LLC
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Long-Term Stock Exchange, Inc.
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MEMX LLC
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MIAX Emerald, LLC
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MIAX PEARL, LLC
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Miami International Securities Exchange, LLC
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NYSE American LLC
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NYSE Arca, Inc.
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NYSE Chicago, Inc.
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NYSE National, Inc.
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Nasdaq BX, Inc.
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Nasdaq GEMX, LLC
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Nasdaq ISE, LLC
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Nasdaq MRX, LLC
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Nasdaq PHLX LLC
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Nasdaq Stock Market
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New York Stock Exchange
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