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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Chung is a financial advisor currently registered with Morgan Stanley. Robert has been in the industry for over 16 years. Robert has a strong background in investments, working with a range of clients including individuals, high-net-worth individuals, businesses, insurance companies, charitable organizations, and investment companies. Robert has held previous positions with Morgan Stanley & Co. Incorporated and Morgan Stanley Smith Barney. Robert holds a Series 7, 66, 63, 31 and SIE license, and is registered in several states including California, Texas, Arizona, Delaware, Florida, Massachusetts, Missouri, Nevada, New York, Oregon, Pennsylvania, and Washington. Robert is also the Managing Principal of TNT Capital Management LLC, a personal investment holding company, and La Puente Houses LLC and Chino Central Shopping Plaza LLC, both real estate holding companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
02/16/2024 - Present
Morgan Stanley (Pasadena CA)
NY
06/01/2009 - 02/11/2011
MORGAN STANLEY SMITH BARNEY (NEW YORK NY)
NY
10/26/2006 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
BC
Issued 02/02/2024
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 11/28/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/06/2024
Series 7TO - General Securities Representative Examination
BC
Issued 11/03/2023
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 10/25/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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