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Robert Piselli

Marex Capital Markets Inc.

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About Robert Piselli

Robert Piselli is a financial professional with over 40 years of experience in the industry. Robert is currently registered with Marex Capital Markets Inc. in Garden City, NY. Robert has held various roles with previous firms including Cowen and Company, Cowen Prime Services LLC, Sanders Morris Harris Inc., Blackford Securities Corp., and Smith Barney, Harris Upham & Co., Incorporated. Robert is licensed to conduct business in several states, including California, Colorado, Connecticut, Florida, Louisiana, Missouri, New Jersey and New York.

Firm Information

Robert Piselli is currently registered with Marex Capital Markets Inc.. Marex Capital Markets Inc. is a Corporation formed in 1952 and approved for operations in all 50 states, the District of Columbia, and Puerto Rico. The firm has an active SEC registration and has reported 42 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

71

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Piselli’s Registration & Firm History

NY

12/01/2023 - Present

Marex Capital Markets Inc. (Garden City NY)

NY

08/10/2021 - 12/13/2023

COWEN AND COMPANY (Garden City NY)

NY

11/01/2010 - 02/10/2022

COWEN PRIME SERVICES LLC (GARDEN CITY NY)

NY

07/01/2000 - 10/25/2011

SANDERS MORRIS HARRIS INC. (GARDEN CITY NY)

NY

10/01/1990 - 07/01/2000

BLACKFORD SECURITIES CORP. (GARDEN CITY NY)

NY

11/01/1979 - 12/24/1990

SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/10/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/07/1997

Series 53 - Municipal Securities Principal Examination

BC

Issued 12/17/1992

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/03/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 10/14/1981

Series 5 - Interest Rate Options Examination

BC

Issued 10/20/1979

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Robert Piselli.
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