Unclaimed
Robert Piselli is a financial professional with over 40 years of experience in the industry. Robert is currently registered with Marex Capital Markets Inc. in Garden City, NY. Robert has held various roles with previous firms including Cowen and Company, Cowen Prime Services LLC, Sanders Morris Harris Inc., Blackford Securities Corp., and Smith Barney, Harris Upham & Co., Incorporated. Robert is licensed to conduct business in several states, including California, Colorado, Connecticut, Florida, Louisiana, Missouri, New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/01/2023 - Present
Marex Capital Markets Inc. (Garden City NY)
NY
08/10/2021 - 12/13/2023
COWEN AND COMPANY (Garden City NY)
NY
11/01/2010 - 02/10/2022
COWEN PRIME SERVICES LLC (GARDEN CITY NY)
NY
07/01/2000 - 10/25/2011
SANDERS MORRIS HARRIS INC. (GARDEN CITY NY)
NY
10/01/1990 - 07/01/2000
BLACKFORD SECURITIES CORP. (GARDEN CITY NY)
NY
11/01/1979 - 12/24/1990
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
BC
Issued 03/10/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/07/1997
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/17/1992
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/14/1981
Series 5 - Interest Rate Options Examination
BC
Issued 10/20/1979
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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