Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Sampson is a financial advisor with over 40 years of experience in the industry. Robert is currently registered with Wells Fargo Clearing Services, LLC and holds Series 65, 63, 8, 7, 5, 15 and SIE licenses. Robert has previously worked for RBC DAIN RAUSCHER INC., TUCKER ANTHONY INCORPORATED, PRUDENTIAL-BACHE SECURITIES INC. and THOMSON MCKINNON SECURITIES INC.. Robert provides investment consulting services to institutional clients, financial planning, pension consulting, selection of other advisers, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
03/03/2006 - Present
Wells Fargo Clearing Services, LLC (MCLEAN VA)
NY
03/09/2002 - 01/25/2005
RBC DAIN RAUSCHER INC. (NEW YORK NY)
MA
10/20/1989 - 03/09/2002
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NY
08/25/1989 - 11/03/1989
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NY
08/16/1979 - 08/25/1989
THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)
NA
05/05/1978 - 07/27/1979
DAIN, BOSWORTH INCORPORATED
NA
12/05/1977 - 05/05/1978
BOSWORTH SULLIVAN & COMPANY INCORPORATED
IA
Issued 03/02/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/12/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/29/1982
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/1983
Series 5 - Interest Rate Options Examination
BC
Issued 11/15/1982
Series 15 - Foreign Currency Options Examination
BC
Issued 11/19/1977
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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