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Robert Philip Sullivan

Commerz Markets LLC

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About Robert Philip Sullivan

Robert Sullivan is a registered representative with Commerz Markets LLC. Robert has been in the financial industry for over 10 years. Robert holds the Series 79, SIE, and Series 63 licenses. He previously worked at Santander Investment Securities Inc.

Firm Information

Robert Sullivan is currently registered with Commerz Markets LLC. Commerz Markets LLC is a Limited Liability Company formed in May 1996. The firm is registered in all 50 U.S. states, the District of Columbia, and Puerto Rico. They are also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

10

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Sullivan’s Registration & Firm History

NY

09/02/2024 - Present

Commerz Markets LLC (NEW YORK NY)

NY

12/14/2012 - 05/30/2014

SANTANDER INVESTMENT SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/15/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/31/2024

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 08/15/2024

SIE - Securities Industry Essentials Examination

BC

Issued 12/13/2012

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert Philip Sullivan.
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