Unclaimed
Robert Sullivan is a registered representative with Commerz Markets LLC. Robert has been in the financial industry for over 10 years. Robert holds the Series 79, SIE, and Series 63 licenses. He previously worked at Santander Investment Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/02/2024 - Present
Commerz Markets LLC (NEW YORK NY)
NY
12/14/2012 - 05/30/2014
SANTANDER INVESTMENT SECURITIES INC. (NEW YORK NY)
BC
Issued 02/15/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/31/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/15/2024
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/2012
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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