Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Sullivan is a financial professional with over 15 years of experience in the industry. Robert has held positions at several firms, including Cetera Advisor Networks LLC, Ascend Alternative Strategies, LLC, Axiom Capital Management, Inc., and Cole Capital Corporation. Robert currently works as a Financial Advisor with HBW Advisory Services LLC, where he has been since January 2020. Robert is registered to provide investment advisory services in California and Montana. He is also licensed to sell insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
02/08/2024 - Present
HBW Advisory Services LLC (SIMI VALLEY CA)
CA
01/22/2020 - 04/28/2020
CETERA ADVISOR NETWORKS LLC (SIMI VALLEY CA)
CA
10/10/2018 - 08/01/2019
CETERA ADVISOR NETWORKS LLC (NEWPORT BEACH CA)
NY
03/28/2017 - 01/03/2018
ASCENDANT ALTERNATIVE STRATEGIES, LLC (WHITE PLAINS NY)
NY
01/05/2017 - 03/29/2017
AXIOM CAPITAL MANAGEMENT, INC. (NEW YORK NY)
AZ
06/01/2015 - 01/03/2017
COLE CAPITAL CORPORATION (PHOENIX AZ)
PA
05/09/2014 - 12/17/2014
FS2 CAPITAL PARTNERS, LLC (PHILADELPHIA PA)
NJ
09/05/2012 - 04/10/2014
LORD ABBETT DISTRIBUTOR LLC (JERSEY CITY NJ)
CA
03/06/2006 - 08/01/2012
KBS CAPITAL MARKETS GROUP LLC (NEWPORT BEACH CA)
IA
Issued 05/26/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/31/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/03/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/03/2006
Series 7 - General Securities Representative Examination
Active
Inactive
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