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Robert Philip Smit

Prudential Annuities Distributors, Inc.

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About Robert Philip Smit

Robert Philip Smit has been in the financial industry since April 28, 2009. Robert is currently registered with Prudential Annuities Distributors, Inc. and Pruco Securities, LLC. Robert holds the Series 27, SIE and Series 99TO licenses.

Firm Information

Robert Smit is currently registered with Prudential Annuities Distributors, Inc.. Prudential Annuities Distributors, Inc. is a corporation formed in September 1987. It is registered in all 50 states, the District of Columbia, and Puerto Rico, as well as with the SEC. The firm has been the subject of 2 regulatory events and 1 civil event.

Not reported

Assets Under Management

Not reported

Total Clients

554

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Smit’s Registration & Firm History

CT

02/05/2014 - Present

Prudential Annuities Distributors, Inc. (SHELTON CT)

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Licenses & Designations

BC

Issued 01/19/1994

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

SIE - Securities Industry Essentials Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert Philip Smit.
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