Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Carter is a financial advisor with over 20 years of experience in the industry. Robert is currently registered as an Investment Advisor Representative with Freestone Capital Management, LLC. Robert has also held previous positions with FREESTONE SECURITIES, LLC, OPPENHEIMER & CO. INC., CIBC WORLD MARKETS CORP., and AMERICAN GENERAL SECURITIES INCORPORATED. Robert holds the Series 3, 7, 30, 31, 63, and 65 licenses. Robert is a Chartered Financial Analyst.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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WA
05/21/2009 - Present
Freestone Capital Management, LLC (SEATTLE WA)
WA
05/21/2009 - 01/07/2015
FREESTONE SECURITIES, LLC (SEATTLE WA)
WA
01/03/2003 - 05/20/2009
OPPENHEIMER & CO. INC. (BELLEVUE WA)
NY
01/17/1994 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
AZ
05/20/1993 - 06/09/1993
AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)
IA
Issued 08/09/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/21/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/23/2013
Series 30 - NFA Branch Manager Examination
BC
Issued 01/07/2015
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/2012
Series 3 - National Commodity Futures Examination
BC
Issued 08/13/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 05/19/1993
Series 7 - General Securities Representative Examination
Active
Inactive
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