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Robert Phelps Davis

Northwestern Mutual Investment Services, LLC

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About Robert Phelps Davis

Robert Davis is an investment advisor representative with Northwestern Mutual Investment Services, LLC in Naples, FL. Robert has been working in the securities industry since November 22, 2011. Robert is registered in 27 states, including Alabama, Alaska, California, Colorado, Florida, Georgia, Illinois, Indiana, Kansas, Maine, Michigan, Minnesota, Mississippi, Montana, Nebraska, New Hampshire, New Jersey, New York, North Carolina, Ohio, Oregon, South Carolina, Tennessee, Texas, Virginia, Washington and Wyoming. Robert holds the Series 6, Series 7TO, Series 63 and Series 65 licenses. In addition to Robert's securities licenses, Robert also holds a life insurance license.

Firm Information

Robert Davis is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Robert Davis’s Registration & Firm History

FL

10/01/2013 - Present

Northwestern Mutual Investment Services, LLC (Naples FL)

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Licenses & Designations

IA

Issued 09/27/2013

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/19/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/19/2020

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/22/2011

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert Phelps Davis.
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