Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Peyton Haley is a registered representative with Synovus Securities, Inc. and has been in the securities industry since 1993. Robert Peyton Haley is a registered representative in Alabama, and is currently associated with the Birmingham, Alabama branch of Synovus Securities, Inc.. Robert Peyton Haley also has previous work experience with Morgan Stanley, SunTrust Robinson Humphrey, Inc., Wells Fargo Securities, LLC, Piper Jaffray & Co., Wachovia Capital Markets, LLC, Wachovia Securities, LLC, First Union Capital Markets Corp., and NationsBanc Capital Markets, Inc.. Robert Peyton Haley has passed several industry exams, including the Series 66, Series 63, Series 24, Series 79TO, Series 72, SIE, Series 55, and Series 7.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Tax related services, administrative services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AL
07/31/2019 - Present
Synovus Securities, Inc. (BIRMINGHAM AL)
AL
03/22/2018 - 06/18/2019
MORGAN STANLEY (BIRMINGHAM AL)
GA
09/22/2011 - 08/02/2016
SUNTRUST ROBINSON HUMPHREY, INC. (ATLANTA GA)
NC
06/16/2008 - 08/11/2011
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
NC
05/02/2006 - 04/15/2008
PIPER JAFFRAY & CO. (CHARLOTTE NC)
NC
07/01/2003 - 03/24/2006
WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)
MO
10/01/1999 - 07/01/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
02/02/1998 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NC
02/20/1997 - 02/02/1998
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NY
05/31/1991 - 02/11/1997
NATIONSBANC CAPITAL MARKETS, INC. (NEW YORK NY)
BOTH
Issued 04/20/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/18/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/12/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/29/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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