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Robert Petropoulos

Pruco Securities, LLC

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About Robert Petropoulos

Robert Petropoulos is a financial professional with over 35 years of experience in the industry. Robert is currently registered with Pruco Securities, LLC, and has a Series 6, 7 and 63 license. Robert has a long and successful history with Pruco Securities, LLC having worked with them previously from 1986 to 2020. Robert previously worked with PRUDENTIAL ANNUITIES DISTRIBUTORS, INC from 2020 to 2022.

Firm Information

Robert Petropoulos is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Robert Petropoulos’s Registration & Firm History

NJ

07/28/2022 - Present

Pruco Securities, LLC (Basking Ridge NJ)

NY

03/26/2020 - 08/02/2022

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (New York NY)

NJ

08/21/1986 - 03/31/2020

PRUCO SECURITIES, LLC. (NEWARK NJ)

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Licenses & Designations

BC

Issued 12/16/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/20/1986

Series 7 - General Securities Representative Examination

BC

Issued 08/20/1986

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Robert Petropoulos. Review regulatory record here.
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