Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Mountain is an active investment advisor representative with Tradition Securities And Derivatives LLC based in New York, NY. Robert has over 15 years of experience in the financial services industry. Previously, Robert worked for BGC Financial, L.P., BGC Securities, and Cantor Fitzgerald & Co. Robert holds Series 7, SIE, and Series 63 licenses and is registered in Connecticut, Massachusetts, New York and North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/17/2014 - Present
Tradition Securities AND Derivatives LLC (New York NY)
NY
08/10/2007 - 01/17/2013
BGC FINANCIAL, L.P. (NEW YORK NY)
NY
08/10/2007 - 05/01/2008
BGC SECURITIES (NEW YORK NY)
NY
09/23/2004 - 08/10/2007
CANTOR FITZGERALD & CO. (NEW YORK NY)
BC
Issued 04/27/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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