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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Perry Klein is a financial advisor registered with Morgan Stanley since June 2009. Robert has been in the financial services industry since January 1979 and holds Series 7, 31 and 63 licenses as well as the SIE exam. Robert is a licensed investment advisor in Florida and Texas and provides financial planning and portfolio management services for individuals and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
05/24/2011 - Present
Morgan Stanley (Plantation FL)
FL
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (PLANTATION FL)
FL
07/07/1987 - 04/02/2007
MORGAN STANLEY DW INC. (PLANTATION FL)
NA
02/20/1981 - 07/13/1987
PAINEWEBBER INCORPORATED
NA
02/01/1979 - 04/09/1981
BACHE HALSEY STUART SHIELDS INCORPORATED
BC
Issued 01/18/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/31/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 01/20/1979
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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