Unclaimed
Robert Pereira is an active broker in the financial services industry, currently registered with Tifin Private Markets LLC. Robert has been in the industry since 2001 and holds the Series 7, Series 24, Series 66, Series 99TO and SIE licenses. Robert has been registered with Tifin Private Markets LLC since 2020. Prior to that, Robert was registered with Jefferies LLC, Credit Suisse Securities (USA) LLC and Donaldson, Lufkin & Jenrette Securities Corporation. Robert is registered in 17 states, including Arizona, Arkansas, California, Colorado, Connecticut, Florida, Georgia, Illinois, Nebraska, New Jersey, New York, North Carolina, Ohio, Pennsylvania, Texas, Virgin Islands and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/01/2020 - Present
Tifin Private Markets LLC (NEW YORK NY)
NY
06/13/2006 - 09/25/2019
JEFFERIES LLC (NEW YORK NY)
NY
01/17/2003 - 06/13/2006
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NJ
11/23/2001 - 01/17/2003
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
BOTH
Issued 06/27/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/06/2022
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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