Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Peng is a financial professional with over 7 years of experience in the industry. Robert is currently registered with J.P. Morgan Securities LLC and holds a Series 63, Series 65, and Series 7TO license. Robert has previously been registered with Pruco Securities, LLC, NYLIFE Securities LLC, and HSBC Securities (USA) Inc. Robert's specialties include financial planning, pension consulting, and portfolio management for both businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
03/29/2022 - Present
J.p. Morgan Securities LLC (IRVINE CA)
CA
07/08/2021 - 11/10/2021
PRUCO SECURITIES, LLC. (LOS ANGELES CA)
CA
02/01/2021 - 06/24/2021
NYLIFE SECURITIES LLC (San Dimas CA)
CA
05/27/2015 - 01/13/2016
HSBC SECURITIES (USA) INC. (WALNUT CA)
IA
Issued 08/28/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/19/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/02/2021
Series 7TO - General Securities Representative Examination
BC
Issued 02/01/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/29/2020
SIE - Securities Industry Essentials Examination
BC
Issued 05/26/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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