Unclaimed
Robert Calice is a financial advisor with over 25 years of experience in the industry. Robert is currently registered with Velocity Clearing, LLC and holds a Series 7, 24, 55, 57TO, 99TO, 19 and 63 licenses. Prior to joining Velocity Clearing, LLC, Robert was registered with Electronic Transaction Clearing, Inc., CUTTONE & CO., LLC, CV BROKERAGE, INC, INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC, PERSHING LLC, JEFFERIES & COMPANY, INC., TRADETREK SECURITIES, LLC, BNY BROKERAGE INC. and BNY CLEARING SERVICES LLC. Robert is a dedicated financial professional committed to providing their clients with exceptional service and personalized financial guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/24/2019 - Present
Velocity Clearing, LLC (New York NY)
NY
09/06/2017 - 12/06/2019
ELECTRONIC TRANSACTION CLEARING, INC. (New York NY)
NY
05/16/2016 - 09/08/2017
CUTTONE & CO., LLC (NEW YORK NY)
NY
08/11/2015 - 06/20/2016
CV BROKERAGE, INC (New York NY)
NY
12/04/2012 - 07/29/2015
INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC (NEW YORK NY)
NJ
02/04/2011 - 11/16/2012
PERSHING LLC (JERSEY CITY NJ)
NY
02/02/2007 - 02/02/2011
JEFFERIES & COMPANY, INC. (NEW YORK NY)
NJ
08/09/2006 - 12/15/2006
TRADETREK SECURITIES, LLC (NEWARK NJ)
NY
05/14/1997 - 04/27/2006
BNY BROKERAGE INC. (NEW YORK NY)
WI
03/25/2003 - 10/01/2003
BNY CLEARING SERVICES LLC (MILWAUKEE WI)
BC
Issued 09/04/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/05/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/2017
Series 19 - NYSE Floor Clerk - Equities Examination
BC
Issued 04/02/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/13/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Robert Calice is the right advisor for you? Invested Better is here to help.