Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Zabel is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Robert has been in the financial industry since April 1996, and is currently licensed in Illinois and Texas. Robert is registered with the Securities Industry and Financial Markets Association (FINRA) and is a member of the Financial Industry Regulatory Authority (FINRA). Robert has also held positions with Goldman, Sachs & Co., J.P. Morgan Securities Inc., and Bank of America Investment Services, Inc. Robert specializes in providing financial advice to individuals, businesses, corporations, insurance companies, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
08/05/2014 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHICAGO IL)
MA
08/18/2003 - 10/13/2003
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
09/08/2000 - 08/20/2003
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
05/22/1998 - 06/30/2000
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
02/14/1996 - 05/13/1998
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
IA
Issued 08/21/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/16/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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